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Securities and Exchange Commission

515 documents across 49 days of the archive, 3 of them final rules. The five most recent days are below.

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Comment deadlines and effective dates from anything this agency published in the archive, still ahead of 19 October 2026.

Dates set before this archive began are not here, and their absence is not evidence that none exist.

as_of

  1. +1d Comments close Regulation Crypto Assets Securities and Exchange Commission
  2. +14d Comments close Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities Securities and Exchange Commission
  3. +15d Comments close Transfer Agent Rules Securities and Exchange Commission
  4. +21d Comments close Political Contributions by Certain Investment Advisers Securities and Exchange Commission
  5. +32d Comments close Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4 Securities and Exchange Commission
  6. +32d Comments close Proxy Solicitation Modernization Securities and Exchange Commission
  7. +46d Comments close Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies Securities and Exchange Commission
  8. +46d Comments close Potential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  9. +46d Comments close Potential Designation of Passage of an Accredited Investor Exam To Be Developed by FINRA as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  10. +46d Comments close Potential Designation of Certified Financial Planner Certification as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  11. +46d Comments close Potential Designation of U.S. Certified Public Accountant License as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  12. +46d Comments close Potential Designations of the Investment Banking Representative License (Series 79) and the Research Analyst License (Series 86 and Series 87) as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  13. +49d Comments close Investment Adviser Performance-Based Compensation Modernization Securities and Exchange Commission
  14. +49d Comments close Adviser and Regulated Fund Custody Rules; Crypto Custody Rules Securities and Exchange Commission
  15. +56d Comments close Investment Company Cross Trading Securities and Exchange Commission

19 October 2026 4 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The Securities and Exchange Commission published four notices of self-regulatory organization rule change filings.

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NoticeSecurities and Exchange Commission

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend Section V. Manual Transaction Fees of the Fee Schedule To Increase QOO and FOO Order Fees in Non-Penny Interval Classes and To Increase the Floor Broker Enhanced Rebate in Non-Penny Interval Classes

91 FR 66176FR Doc. 2026-21245official PDFfederalregister.gov

16 October 2026 18 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The Securities and Exchange Commission published 18 notices on October 16, 2026, concerning information collection activities, self-regulatory organization rule changes, and investment company matters.

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15 October 2026 3 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The Securities and Exchange Commission published a proposed rule amending cross trading conditions for investment companies and two notices.

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Proposed RuleSIGNIFICANT · E.O. 12866Securities and Exchange Commission

Investment Company Cross Trading

The Securities and Exchange Commission (the "Commission") is proposing to amend the rule under the Investment Company Act of 1940 (the "Investment Company Act") that permits securities transactions between a registered investment company and certain affiliates (referred to as "cross trades"), subject to conditions. The proposed amendments are designed to expand the scope of securities that are eligible for cross trading, modernize the rule's conditions, and enhance investor protection. The Commission also proposes to require aggregated reporting of trading activity and cross trades in Form N- PORT and Form N-MFP.

  • Comments close in 56 days
  • Takes effect 4 days ago

91 FR 65622FR Doc. 2026-21037official PDFfederalregister.gov

14 October 2026 5 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The Securities and Exchange Commission published five notices on October 14, 2026, regarding proposed rule changes and fund matters.

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13 October 2026 20 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The Securities and Exchange Commission published 20 notices on October 13, 2026, regarding self-regulatory organization rule changes and information collection activities.

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Earlier

44 further days of this agency's activity are in the long-form archive, oldest to newest, on one page.

Everything Securities and Exchange Commission has published, 2026-08-10 to 2026-10-19 →

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